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Scattering states at GaAs(110)

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Physics of scattering states, fundamentals of electron spectroscopy

(Impression of the movie)

Scattering states at GaAs(110) (2.1 MB mpeg movie)

The physics of electron scattering states is illustrated by the escape depth, the perpendicular wave vector composition, the charge density, and the optical potential. The calculation of low-energy electron diffraction (LEED) states in the range from 6 to 30 eV is performed by a direct solution of the Schrödinger equation for the relaxed GaAs(110) surface. In the lower left image, blue iso-surfaces are drawn from the resulting charge density. In the vacuum region at the top of the image the charge density is roughly equal to unity since there the wave function is dominated by the incoming electron beam, which is normalized. The scattering and penetration into the surface has a strong spatial modulation, as can be seen in the presented part, containing one unit cell parallel to the surface and some of the topmost atomic layers perpendicular to it. The atomic positions are indicated by green spheres. For the perpendicularly incident electron calculated here the charge tends to accumulate at the zig-zag bonding chains perpendicular to the surface.

The overall surface sensitivity can be quantified by the 'penetration' (or 'escape') depth. To calculate it, the charge distribution is averaged parallel to the surface and an exponential function is fitted to the resulting perpendicular dependence. As shown in the top left this gives an escape depth of several Å with a minimum around 20 to 30 eV. Please note that the minima in the escape depth below the plasma frequency (at about 15.8 eV) are related to gaps, especially in that band of the bulk band structure which contributes most to the final state, see the top right figure. The resulting increased surface sensitivity is not obvious from the charge iso-surfaces, but is an average property of the entire charge density.

Since the translational symmetry perpendicular to the surface is broken, there does not rigorously exist a perpendicular wave vector. Nevertheless, an approximate momentum composition of the wave function inside the solid can be given by calculating the Fourier spectrum of the phase of the wave function. The result is shown together with the corresponding part of the bulk conduction band structure. The spectral weight is encoded in a red color scale with high intensities shown in dark red.
When the direct solution of the Schrödinger equation is Fourier analyzed one sees that it consists primarily of the harmonic function due to one particular wave vector. This differs from the solutions obtained from matching procedures, where often the wave function has a number of non-neglegible Fourier coefficients. This difference has two reasons: The direct solution allows only an approximate analysis, and the matching wave function has limited quality.
The strong coincidence of one band of the calculated bulk band structure with a prominent plane wave from the Fourier analysis of the scattering state reflects not the general situation. It is valid for the low energies shown here and could be a speciality of III-V semiconductors, because larger differences are observed e.g. for layered crystals.

To give an impression of the geometry, the first image on the lower right shows the ground state charge density of the GaAs(110) surface. With this and the energy as input, a local density function allows to calculate the optical potential, which describes the inelastic losses of the excited electron. The following images of iso-surfaces from this optical potential illustrate the spatial modulation of the attenuation. The damping is stronger around the As atoms than around the Ga atoms. This reflects the structure in the charge density as well as the nonlinear action of the local density function.

All images are animated in dependence of the energy.

See also:

Acknowledgment: This work was supported by the Bundesministerium für Bildung, Wissenschaft, Forschung und Technologie (Project No. 05 605 FKA).

1998 Claus-Henning Solterbeck
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CAU Kiel
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5 Aug 1999
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