Understanding of GaN(001) photoemission spectra

Angle resolved ultraviolet photoemission spectroscopy (ARUPS) gives insight into the valence band structure of the bulk as well as that of the surface. In addition to the initial bound state the photoemission process involves the excitation to outgoing scattering states. The following discussion underlines that a full account of the resulting experimental data can only be attained by a comparison with photocurrents calculated by the one-step model.

Photoemission spectra are calculated in normal emission from a cubic GaN(001) surface. The electronic structure of GaN has gained strong experimental and theoretical interest, because the wide band gap semiconductor GaN offers exciting applications in optoelectronics. Despite this a comparison between recent experimental photoemission data and ab-initio bandstructure calculations (see the red circle in Fig. 1) show huge differences between experimental and theoretical results and cast serious doubts upon the validity of comparing experimental peak deconvolution directly with theoretical band positions.

Fig. 1: Comparison between an experimental GaN bulk band structure (dots) by Ding et al. with theoretical result by Vogel et al. (lines).



Results:

  • Theory and experiment observe a dispersionless structure (blue) at -7.0 and -6.8 eV respectively. Both results agree in the decreasing intensity of this structure for photon energies around 44 eV. This clear coincidence confirms its mutual association. Experiment thought this peak to be related to indirect transitions from X3, while theory shows that this structure is related to strong Ga s surface emissions.

  • Theory shows a strong dispersive structure from -2.5 to -6.5 eV (green) for photon energies between 38 and 64 eV, which can be identified in experiment. This structure belong to emissions from the green marked band in the bulk valence band structure (see above), and can be analyzed in the model of direct transitions.

  • The second dispersive structure in theory between -0.5 and -2.8 eV can be attributed to direct transitions from the red marked band in the bulk valence band structure (see above) and can clearly be identified in experiment. Since experimental and theoretical peakpositions in the spectra agree, we assume that contrary to results from experimental peak deconvolution techniques the band edge X5 may in fact coincide with the binding energy predicted by that actual band structure calculation.

See also:

Acknowledgment: This work was supported by a grant of the Land Schleswig-Holstein.

1997 Thomas Strasser
CAU Kiel
Physics
Theory
Home
Highlights
21.8.1997